AAISM lesson 13: Scenarios across domains

Lesson 13 of 13 · 6 min read · Updated October 16, 2026

Scenario questions are built from three parts: who the reader is, where the situation sits in the AI life cycle, and what the qualifier asks for. Reading in that order usually removes two options at once. The AAISM outline has three domains (31%, 31% and 38%) and 22 supporting tasks that cut across them, so a single scenario often touches more than one area, and the method below works whichever domain it lands in. The question format itself is covered on the exam format page.

A three-step reading method

  1. Role. The reader is normally the security manager or leader who advises and is accountable, not the engineer who configures. Options that describe hands-on tuning are usually wrong unless the role says otherwise.
  2. Stage. Is the system an idea, in build, in production, being retired, or in an incident? The right action depends on the stage. Before deployment, assess and design; in an incident, contain; with unknown usage, inventory.
  3. Qualifier. FIRST means the earliest sensible step, often to establish facts or ownership. BEST means the most complete fit to the situation. MOST means the strongest among several valid options.

Underneath sits a ladder that repeats in this course: know what exists, decide who owns it, assess the risk, set thresholds, apply controls, monitor, and respond.

Scenario 1: unsanctioned use discovered (Domain 1)

A 400-person insurer finds from proxy logs that three departments upload customer documents to a public chatbot. The role is the security manager, the stage is “in use, unmanaged”, and the qualifier is FIRST. The ladder says to establish what exists: identify the tools, the data involved and the business purpose. A ban, a policy rewrite or training all come after, and each is easier to get right once the picture is known. The follow-ups, in order, are classifying the data involved, offering a sanctioned alternative, updating acceptable use guidance and awareness training, and considering whether notification duties arise.

Scenario 2: a vendor model changes (Domain 2)

The same insurer relies on a hosted model to draft claim letters. The provider updates it, and drafts begin to include unsupported statements about coverage. Role: security manager. Stage: production, with a vendor involved. The immediate step is to contain by reverting to the previous version if possible or by adding human review while the issue is assessed; then the incident process and the vendor contract (change notice, incident notification) apply, and the risk is reassessed. Longer-term, the contract gains a notice and pinning clause and the team adds a fixed evaluation set. The distractors, such as replacing the vendor immediately, skip the assessment step.

Scenario 3: a new agent proposal (Domain 3)

A business unit wants an agent that reads emails and updates the policy system. Role: security manager advising on design. Stage: pre-build. The best answer is architectural: give the agent its own identity and minimal permissions, treat email content as untrusted, route calls through the gateway with logging, and require approval for changes to policy records, all decided in a design review and an impact assessment before build. Testing it later does not fix a design that grants too much agency.

Situation to first action

SituationMain domainFirst action
Unknown AI use across the company1Inventory tools, data and owners
Board asks for assurance before launch1 and 2Pre-deployment impact assessment and oversight design
AI incident confirmed1Triage, escalate and contain; start notification assessment
Risk above the agreed threshold2Select a treatment and assign an owner
Vendor changes or withdraws a model2Assess impact, use contract rights, revalidate
Accuracy falls with no code change2 and 3Check drift against the evaluation set
Model with tools handles untrusted text3Limit permissions and separate untrusted content
Sensitive data proposed for training3Classify, minimise and confirm lawful basis

The table gives a starting point only; the facts of a scenario can move the answer. Cross-checks are worth a few seconds: does the action fit the role, the stage and the qualifier, and does it address the cause rather than a symptom?

Key points

  • Read role, then stage, then qualifier.
  • FIRST often means establish facts, ownership or scope.
  • Distractors typically act too early, too narrowly or at the wrong stage.
  • The security manager advises on and owns outcomes; engineers configure.
  • Supporting tasks cut across domains, so one scenario can use several lessons.

Check yourself

Question 1. A business unit has deployed an AI tool that processes personal data, and the security manager learns that the data protection officer was never consulted. What should be done FIRST?

  • A. Shut down the tool immediately without discussion
  • B. Wait for the next internal audit
  • C. Involve the data protection officer and assess the processing and obligations
  • D. Add the tool to the next awareness training
Show answer

Answer: C

Engaging the owners and obtaining an assessment of the processing establishes the facts and obligations before deciding anything else. Ordering immediate shutdown, waiting for an audit, or only adding training skips the assessment.

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Question 2. A new model passes accuracy tests, but no one has tested for prompt injection. The launch is next week. Which is the BEST recommendation?

  • A. Launch and test after the first incident
  • B. Treat accuracy as sufficient evidence
  • C. Cancel the project permanently
  • D. Complete injection testing or obtain formal risk acceptance with compensating controls
Show answer

Answer: D

Release criteria should cover the known risks, so the injection test is completed or the risk owner formally accepts the gap with compensating controls. Launching and testing later, or treating accuracy as sufficient, leaves the risk unowned.

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Question 3. A confirmed leak of customer data through a chatbot is being handled. Which action belongs EARLIEST in the response?

  • A. Update the acceptable use policy
  • B. Contain the leak, for example by restricting or suspending the affected feature
  • C. Write the lessons-learned report
  • D. Retrain staff on data handling
Show answer

Answer: B

Containment limits further exposure and comes right after triage. Eradicating the root cause, producing the lessons-learned report and updating the policy follow once the situation is under control.

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This closing lesson reaches across all three AAISM domains (31%, 31% and 38%); the whole-course recap is on the cheat sheet.